Note: The job is a remote job and is open to candidates in USA. DraftKings is a regulated technology and gaming company developing prediction markets and related customer experiences. The Regulatory Compliance Analyst will help safeguard market integrity by conducting trade practice surveillance, supporting regulatory filings, maintaining compliance policies, investigating potential violations, and coordinating with regulators and internal teams.
Responsibilities
- Conduct day-to-day trade practice surveillance and support the onboarding of new customers
- Assist with the composition of regulatory filings to the CFTC in a timely and accurate manner
- Continually review and update the policies and procedures of the exchange for compliance with the Commodity Exchange Act and CFTC regulations
- Identify, investigate, and escalate potential trade practice violations in accordance with regulatory requirements
- Partner closely with the regulatory team on all matters related to trade practice violations, including investigations and regulatory reporting
- Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts
- Provide rotational coverage during market hours to ensure continuous and effective market surveillance
Skills
- At least 1 year of experience in market regulation or compliance within a DCM, exchange, broker-dealer, or regulatory oversight body
- Strong attention to detail and accountability when working sensitive or time-critical data
- Flexibility to support rotating shifts during live market coverage windows
- Interest in prediction markets, sports trading, or financial markets
- Familiarity with case management and market surveillance tooling is preferred
Benefits
- Bonus, as applicable
- Equity, as applicable
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