Note: The job is a remote job and is open to candidates in USA. MyRemoteTeam Inc. is seeking an experienced Securities Law Legal Domain Expert to support advanced AI evaluation, legal research, and regulatory analysis projects. The role focuses on researching U.S. securities law, analyzing SEC and FINRA regulations, evaluating AI-generated legal responses, verifying citations, and providing feedback to AI research and factuality teams.
Responsibilities
- Conduct U.S. securities law and regulatory research
- Analyze SEC regulations, FINRA rules, and enforcement materials
- Evaluate AI-generated legal responses for factual and legal accuracy
- Verify citations and identify unsupported or incorrect regulatory claims
- Research securities compliance and broker-dealer requirements
- Provide detailed feedback to AI research and factuality teams
Skills
- • 3+ years of relevant Securities Law / Regulatory / Compliance experience
- • Strong expertise in U.S. Federal Securities Law
- • Knowledge of SEC regulations & enforcement
- • Experience with FINRA compliance and FINRA Rule 3270
- • Familiarity with Forms U4/U5 and BrokerCheck
- • Strong understanding of broker-dealer and financial-services regulations
- • Excellent legal research, regulatory interpretation, drafting, and citation verification skills
- • Active or previous U.S. Bar admission preferred
Benefits
- Remote work arrangement
- Ongoing / project-based engagement
- Flexible workload based on task volume
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