Note: The job is a remote job and is open to candidates in USA. Innovative Driven is seeking a dynamic attorney to join the Brokerage and Institutional Litigation team at a well-established financial services client. The role supports retail brokerage and institutional business litigation by managing legal strategy in customer disputes and regulatory matters, drafting legal and regulatory documents, handling discovery, and preparing for hearings, interviews, and arbitrations.
Responsibilities
- Drafting and reviewing pleadings, motions, and regulatory submissions
- Managing discovery, including document review and production
- Working with business unit partners to gather facts and develop case strategies
- Interfacing with opposing counsel and outside counsel
- Preparing for and handling hearings, interviews, and arbitrations
Skills
- Active Bar license in state of residence
- JD from a top law school
- Previous experience as an attorney at a global law firm or financial services company is required
- At least 5 years of experience as a practicing litigation attorney
- At least 5 years of experience representing broker-dealers in a variety of contexts, including FINRA arbitrations, State and Federal court proceedings, as well as FINRA, SEC and state regulatory investigations
- FINRA arbitration experience is required
- First chair litigation experience strongly preferred
Benefits
- Fully remote work arrangement
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