Job Description: NOTE: Fidelity will not provide immigration sponsorship for this position
To be eligible for consideration of this role, your primary residence must be located within a 90 mile radius at the time of application from the approved branch sites: Kansas City.
The Role
- As a Trading Specialist, you will support investors with a broad range of trading, investment, and account-related needs while helping deepen client relationships
- This role involves guiding clients through market activity, processing complex securities transactions, and providing education that helps clients make informed financial decisions
- By delivering personalized support through inbound client interactions, you will build trust, strengthen client loyalty, and find opportunities to connect clients with additional products and solutions
- Success in this role requires a strong understanding of financial markets, trading products, industry regulations, and proficiency in breaking down complex concepts into significant client conversations
The Expertise & Skills You Bring
- Series 7 license required
- Series 63 license or ability to obtain within 90 days
- Experience in financial services, brokerage operations, trading support, client services, or a related field
- Knowledge of financial markets, investment products, economic trends, and industry developments
- Understanding of securities transactions, including equities, options, mutual funds, fixed income securities, and precious metals
- Ability to apply regulatory and policy requirements while delivering accurate and compliant support to clients
- Ability to guide clients through trading and investment decisions with integrity and confidence
- Consultative approach to uncovering client needs and recommending appropriate offerings, support, and solutions
- Excellent communication and active listening skills, including the ability to explain complex investment and trading concepts in a clear and relatable manner
- Strong attention to detail and commitment to accuracy when processing transactions and handling client requests
- Effective problem-solving, critical-thinking, and decision-making skills
- Ability to manage several priorities and perform effectively in a fast-paced, team-oriented environment
The Team
- As part of Fidelity's Client Services organization, we serve as a key connection between our clients and a diverse selection of investment products, services, and financial solutions
- Our team helps investors navigate the markets by providing trading support, education, and mentorship that builds confidence and trust
- We are committed to delivering outstanding service, encouraging long-term relationships, and helping clients achieve their financial goals through every market environment
Fidelity’s Onsite Working Model
- Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles
- Currently, some roles and locations require 100% onsite presence, while others require less
- Onsite expectations are likely to evolve as the rollout continues
- This transition does not apply to fully remote roles
Certifications
- Series 07 - FINRA
- Series 63 - FINRA
Category
- Customer Service
Compliance and Regulatory
- Please be advised that Fidelity’s business is governed by the provisions of:
- Securities Exchange Act of 1934
- Investment Advisers Act of 1940
- Investment Company Act of 1940
- ERISA
- Numerous state laws governing securities, investment and retirement-related financial activities
- Rules and regulations of numerous self-regulatory organizations, including FINRA, among others
- Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories