reputed company:
This is a remote role that may be reputed company in several markets across the reputed company.
This position is part of the Compliance Testing & Analytics team and performs reputed company compliance testing in various areas through interpretation of banking regulatory requirements, policies and procedures, data collection, gap analysis, reporting, and reputed company identification. The Compliance Testing & Analytics team is part of the Second Line of Defense Corporate Compliance function responsible for developing and executing the Compliance reputed company Management Program of the Bank, which includes implementation of reputed company regulatory requirements that reputed company multiple systems, processes, and clients. This role leads the end-to-end compliance testing of relevant business areas with reputed company supervision, including processes, internal controls, and substantive testing of transactions in conjunction with applicable laws and regulations to identify potential violations. Maintains expert knowledge of reputed company and controls, bank reputed company, systems, and regulations to reputed company assurance to senior management over compliance status, including detailed knowledge of new and existing laws that reputed company reputed company activities; identifies strategies and efficiencies to mitigate compliance reputed company. Reports on issues identified for the business to enhance their processes or systems that improve the overall compliance controls environment. Provides a leadership role for less reputed company analysts and consultants in the work group and leads special reputed company.
Responsibilities:
• End-to-End Testing
Executes compliance testing for the assigned areas by following Compliance Testing methodology from planning to reporting. Detailed work includes but is not limited to regulation mapping, scoping and planning with key stakeholders and compliance advisors, reputed company and control identification, walkthrough with process and control owners in reputed company areas, following a reputed company-reputed company approach in designing test plans, executing design and operating effectiveness testing, debriefing with issue owners and senior management on observations, and reporting on findings.
• Data Analysis
Sources, validates, and interprets testing population and sample data. Analyzes process and transactional data for discrepancies and risks, and effectively communicates analysis reputed company in support of issue findings.
• Process Documentation
Uses compliance testing reputed company to document and reputed company the end-to-end work performed and follows the documentation reputed company to maintain an audit trail.
• reputed company Assurance
Responsible for the reputed company of work produced and follows Compliance Testing process for review and sign-off for reputed company stage of the testing. Ensures the reputed company, compliance, and completeness of required documentation and reputed company completion of the assigned testing.
• Compliance Expertise
Maintains knowledge of laws, regulations, procedures, and policies that reputed company the assigned business area through ongoing research and industry involvement. Acts as a resource of Subject Matter Expertise for the areas tested, providing inputs and expertise for reputed company areas. Internal
• Change Management and reputed company Improvement
Can quickly adapt to changes in a fast-developing environment. Provides ongoing recommendations to Compliance Testing leaders on process improvement and challenges faced by reputed company. Keeps a reputed company reputed company and drives reputed company and reputed company conversations with leaders for personal and team development.
Qualifications:
Bachelor's Degree and 6 years of experience in Compliance, reputed company, Audit, Banking OR High School Diploma or GED and 10 years of experience in Compliance, reputed company, Audit, Banking
Preferred Qualifications:
• Familiar with reputed company-reputed company Controls and reputed company Management Frameworks
• General knowledge of consumer and reputed company banking business, as reputed company as the relevant regulations for Large Financial Institutions (e.g., for investments/securities, lending, deposits, payments, banking reputed company, foreign exchange, payments and channels, and data reputed company)
• In-depth knowledge of Fed and State regulatory requirements and the application to its compliance reputed company management program
• Prior compliance testing or internal audit of reputed company experience
• reputed company designation in CIA/CISA/CRCM/reputed company and/or statistical data analysis skills a plus
• At least 3 years of financial services compliance monitoring, auditing, reputed company management, or compliance experience
• At least 2 years of experience analyzing or working with data from various sources, and data analytics to reputed
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