Compliance Analyst I
Description:
Provide timely and accurate compliance and government form production support to TRA’s Defined Contribution Plan clients and the internal Client Relationship Managers. Partner with TRA Internal Sales and external Plan Advisors, to satisfy the needs of our Plan Sponsors.
Responsibilities:
- Oversee compliance activities for assigned Defined Contribution clients by executing compliance work and Form 5500 production to ensure accurate and timely plan administration. Production focus will be on plans determined to have a Tier I complexity
- Communicate the compliance testing results timely and effectively, with consideration for Plan design needs to group of assigned plans. Assist Client Relationship Managers with email and phone call support as needed
- Provide compliance production support to TRA clients and internal Client Relationship Managers, including but not limited to: ADP/ACP, coverage, top heavy testing, allocations and Form 5500 production to ensure accurate and timely plan administration
- Communicate timely, effectively, and professionally both internally and externally
- Serve as a Subject Matter Advisor (SMA) and as a Plan Provider Advisor (PPA)
- Offer recommendations for improvement in processes and procedures
- Maintain an awareness of the laws, regulations, internal policies and procedures appropriate for this position
- Outstanding TRA Corporate Citizen, dedicated to maintaining TRAs reputation at all times in the communities we touch
- Perform other job related duties and special projects as assigned
Qualifications:
- College Degree preferred
- Strong organizational and problem solving skills, with the ability to track multiple tasks and issues, set goals and prioritize tasks in a fast paced environment
- Strong communication skills, both written and verbal
- Must be mature and dependable
- Strong computer literacy, including Excel, Word, and Adobe
- Must be able to work both independently and with direction
- ASPPA training and testing a plus
College degree preferred; strong organizational, problem-solving, and communication skills; computer literacy in Excel, Word, and Adobe; ability to work independently and with direction; ASPPA training a plus.
Key Responsibilities
- overseeing compliance activities
- producing Form 5500
- communicating testing results
Skills & Tools
Microsoft Excel, Microsoft Word, Adobe
Job Details
- Category: Finance and Accounting
- Seniority: No Prior Experience Required
- Commitment: Full Time
- Workplace: Remote — United States
- Languages: English
About The Retirement Advantage Inc
A retirement plan administration company providing compliance and government form production support. — Industry: Finance